Robert Cox presented webinar on Broker-Dealer Audits: Overcoming Costly Deficiencies in PCAOB Examinations, Avoiding Sanctions
On January 23, 2019, Robert H. Cox, Of Counsel at Briglia Hundley®, Steven E. Richards, Senior Managing Director at Ankura Consulting Group,... Read More
Robert Cox presented at the Virginia Accounting and Auditing Conference in Norfolk on Nov 16, 2018
On November 16, 2018, I had the pleasure of presenting to over 300 accountants in morning plenary and afternoon lunch sessions at... Read More
New PCAOB board members plan big changes
Interesting article in Accounting Today regarding big changes coming in the PCAOB inspection process, more PCAOB hashtag#oversight in the use of technology... Read More
Packed house at the PCAOB Forum for Auditors of Broker-Dealers in Jersey City on Nov. 2
Packed house at the PCAOB Forum for Auditors of Broker-Dealers in Jersey City on Nov. 2. Recently, hashtag#brokerdealer auditors have faced increased... Read More
Robert Cox was recently in the New York City studio of Lawline to be a hashtag#presenter for a webcast on “Responding to a PCAOB Investigation”
On October 16, 2018, I was in the New York City studio of Lawline to be a hashtag#presenter for a webcast on... Read More
Deloitte Canada fined $350,000 for independence problems
On October 16, 2018, the PCAOB announced a $350,000 fine against Deloitte Canada for independence violations due to technical reports issued by... Read More
PCAOB Personnel Changes Continue
Today, the PCAOB announced the departure of another long-serving senior manager, Deputy General Counsel Michael Stevenson. Mr. Stevenson joined the PCAOB in... Read More
PCAOB Chief Auditor Martin F. Baumann to Leave the Board
PCAOB Leadership Changes Continue. PCAOB Chief Auditor Martin Baumann joins Inspections Director Helen Munter and General Counsel Gordon Seymour in leaving the... Read More
PCAOB Transitions for the Future
Further to my previous post, Chairman Duhnke’s speech on May 17, 2018 to the 2018 Deloitte/University of Kansas Auditing Symposium offers several... Read More
PCAOB inspection head Helen Munter steps down
Changes in leadership continue at the PCAOB as Helen Munter, Director of Registration and Inspections and Gordon Seymour, General Counsel depart this... Read More