Robert Cox presented webinar on Broker-Dealer Audits: Overcoming Costly Deficiencies in PCAOB Examinations, Avoiding Sanctions

On January 23, 2019, Robert H. Cox, Of Counsel at Briglia Hundley, Steven E. Richards, Senior Managing Director at Ankura Consulting Group, and J. Bradley Bennett Former Executive Vice President, Financial Industry Regulatory Authority (FINRA) spoke in a Strafford live webinar.

For more details visit: “Broker-Dealer Audits: Overcoming Costly Deficiencies in PCAOB Examinations, Avoiding Sanctions.”