Briglia Hundley Blog

Published 11/1/19 – American Bar Association Imagine that you are in the middle of tax season, short on sleep and long on stress. You are behind on some returns, so several clients call asking when their returns will be ready....

Managing the PCAOB Formal Investigation Process

01 Nov 2019

Robert Cox

Securities Enforcement and Litigation

Published: 11/1/19 – American Bar Association In an article for the Spring 2018 edition of the Professional Liability Litigation newsletter, I provided some tips on “How to Respond to a PCAOB Informal Request” as part of managing the informal inquiry...

Robert Cox quoted in Bloomberg Tax: Trump’s Records Likely Shielded Under Accounting Ethics

03 Apr 2019

Robert Cox

Accountant’s Liability

Briglia Hundley’s Bob Cox quoted in Bloomberg Tax article regarding the House Oversight Committee’s request for the Trump Organization’s financial records from its accounting firm Mazars USA LLP. Mr. Cox opines that short of a subpoena, the firm is unlikely...

Robert Cox presented webinar on Broker-Dealer Audits: Overcoming Costly Deficiencies in PCAOB Examinations, Avoiding Sanctions

23 Jan 2019

Robert Cox

Accountant’s Liability

On January 23, 2019, Robert H. Cox, Of Counsel at Briglia Hundley, Steven E. Richards, Senior Managing Director at Ankura Consulting Group, and J. Bradley Bennett Former Executive Vice President, Financial Industry Regulatory Authority (FINRA) spoke in a Strafford live...

Robert Cox presented at the Virginia Accounting and Auditing Conference in Norfolk on Nov 16, 2018

19 Nov 2018

Robert Cox

Accountant’s Liability

On November 16, 2018, I had the pleasure of presenting to over 300 accountants in morning plenary and afternoon lunch sessions at the Virginia Accounting and Auditing Conference in Norfolk. I presented on “Key Virginia Board of Accountancy Disciplinary Actions...

New PCAOB board members plan big changes

14 Nov 2018

Robert Cox

Accountant’s Liability

Interesting article in Accounting Today regarding big changes coming in the PCAOB inspection process, more PCAOB hashtag#oversight in the use of technology such as data analytics and artificial intelligence, and increased outreach to financial statement preparers. As I previewed in...

Packed house at the PCAOB Forum for Auditors of Broker-Dealers in Jersey City on Nov. 2

05 Nov 2018

Robert Cox

Accountant’s Liability

Packed house at the PCAOB Forum for Auditors of Broker-Dealers in Jersey City on Nov. 2. Recently, hashtag#brokerdealer auditors have faced increased scrutiny from the PCAOB and SEC, particularly for auditor independence issues and deficiencies in the Engagement Quality Review....

Robert Cox was recently in the New York City studio of Lawline to be a hashtag#presenter for a webcast on “Responding to a PCAOB Investigation”

17 Oct 2018

Robert Cox

Accountant’s Liability

On October 16, 2018, I was in the New York City studio of Lawline to be a hashtag#presenter for a webcast on “Responding to a PCAOB Investigation.” I want to thank Sarah Mills and the other Lawline staff for all...

When a Client Break-up Goes Bad

Managing the PCAOB Formal Investigation Process

Robert Cox quoted in Bloomberg Tax: Trump’s Records Likely Shielded Under Accounting Ethics

Robert Cox presented webinar on Broker-Dealer Audits: Overcoming Costly Deficiencies in PCAOB Examinations, Avoiding Sanctions

Robert Cox presented at the Virginia Accounting and Auditing Conference in Norfolk on Nov 16, 2018

New PCAOB board members plan big changes

Packed house at the PCAOB Forum for Auditors of Broker-Dealers in Jersey City on Nov. 2

Robert Cox was recently in the New York City studio of Lawline to be a hashtag#presenter for a webcast on “Responding to a PCAOB Investigation”

Search

Recent News and Articles

Disclaimer