Securities Enforcement and Litigation Archives

Managing the PCAOB Formal Investigation Process

Published: 11/1/19 – American Bar Association In an article for the Spring 2018 edition of the Professional Liability Litigation newsletter, I provided some tips on “How to Respond to a…

Robert CoxNovember 1, 2019

Securities Enforcement and Litigation

SEC Continues to Focus on Non-GAAP Reporting

SEC chief accountant warns against mischief in non-GAAP reporting In a speech today, Wesley Bricker, the chief accountant at the SEC, warned accountants that the SEC is keeping a watch…

Robert CoxMay 10, 2018

Securities Enforcement and Litigation

Supreme Court holds that state courts can continue to hear securities cases brought under federal law

Today, the U.S. Supreme Court ruled that state courts can continue to hear certain securities class actions brought under federal law. In Cyan, Inc. et al. v. Beaver County Employees…

Robert CoxMarch 20, 2018

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Securities Enforcement and Litigation

Managing the PCAOB Formal Investigation Process

SEC Continues to Focus on Non-GAAP Reporting

Supreme Court holds that state courts can continue to hear securities cases brought under federal law

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