Robert Cox presented webinar on Broker-Dealer Audits: Overcoming Costly Deficiencies in PCAOB Examinations, Avoiding Sanctions

On January 23, 2019, Robert H. Cox, Of Counsel at Briglia Hundley®, Steven E. Richards, Senior Managing Director at Ankura Consulting Group, and J. Bradley Bennett Former Executive Vice President, Financial Industry Regulatory Authority (FINRA) spoke in a Strafford live webinar.

For more details visit: “Broker-Dealer Audits: Overcoming Costly Deficiencies in PCAOB Examinations, Avoiding Sanctions.”